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Adjunct Instructor The candidate will be developing a syllabus and assessing student performance against learning outcomes. Will be providing students with appropriate materials and expertise in the assigned subjects. Contributing to ..
Compliance Surveillance Sr. Analyst The candidate will perform duties include: Reviewing data and analysis of surveillance and trading activity while also developing, maintaining and performing surveillance reviews. Administering internal systems related ..
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Compliance Surveillance Sr. Analyst, AVP – Personal Trading & Outside Activities The candidate will Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading & Outside ..
Compliance Surveillance Senior Analyst, AVP – Personal Trading & Outside Activities Duties: Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading & Outside Activities team ..
Loss Mitigation Underwriter II – Remote The candidate will responsible for submitting loan modification workups for the entire waterfall of investor workout options. Also be responsible for preparing loans for ..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..