Svp Regulatory Reporting Jobs in New York

Compliance Escalation and Incident Reporting Senior Vice President Duties: Designing, ... leadership in: Escalations and Issue Reporting: Develop and maintain, together with ... oversight framework to comply with regulatory expectations..

Senior Vice President, Associate General Counsel Responsibilities: Leading all areas related to the company’s securities laws matters and related compliance, including Securities Act and Exchange Act matters. Preparing and reviewing SEC ..

Senior Vice President, Associate General Counsel Responsibilities: Leading all areas related to the company’s securities laws matters and related compliance, including Securities Act and Exchange Act matters. Preparing and reviewing SEC ..

... to ensure compliance with various regulatory and legal requirements and to ... to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making ... and preparing responses for the..

Compliance, Swap Dealer Compliance, Vice President The candidate will assist in responding to regulatory inquiries, audits, examinations and investigations, and liaising with regulators (SEC, CFTC & NFA). Assist the Swap Dealer ..

ICG Regulatory Engagement Manager - Senior Vice ... aggregation and coordinating and attending regulatory meetings with control functions and ... Heads to provide guidance on regulatory matters and continually enhancing..

Monitoring and Testing, Issue Management Lead and Quality Coordinator’s – Senior Vice President The candidate will drive proactive and timely identification, management, and oversight of issues across NAM Consumer Wealth in ..

Warby Parker is seeking an experienced and highly motivated professional to serve as our Head of Investor Relations. In this role, you will report directly to our Chief Financial Officer and ..

SVP Global Wealth Regulatory Engagement Senior Officer – Exam ... will manage and monitor assigned regulatory examinations to achieve full compliance; ... and key stakeholders from the regulatory examination planning..

Aon is looking for a Broker II As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective solutions as part of our ..

Description Humana's Associate Vice President (AVP), Technology and Cybersecurity Risk works closely with all areas of Enterprise Information Protection (EIP), Internal Audit, Enterprise Risk Management, business units, regulatory agencies, and industry ..

... York Description The Healthcare Quality Reporting & Improvement (HQRI) organization is ... and healthcare provider plans, education, reporting and materials are accurate and ... Advancement in the Healthcare Quality..

Risk & Controls – Issue Management Lead and Quality Coordinator’s – Senior Vice President The candidate will drive proactive and timely identification, management, and oversight of issues across NAM Consumer Wealth ..

Capital Planning, Governance and Documentation - Associate/Director (AVP) The candidate will produce presentation materials for the Board of Directors, Senior Management and other Capital Planning stakeholders. Facilitate the execution of Capital ..

Vice President Tax The candidate will lead the tax planning, tax accounting, tax compliance, tax planning and tax audit functions for the Company and its domestic and foreign subsidiaries. Proactively assess ..

... Leverage existing Firm and Department Reporting to maintain and update Operational ... maintain and update Operational Risk Reporting to the various Bank and ... and issue capture, monitoring, and..

Citi Global Wealth (CGW) Chief Administrative Office: Risk & Controls – Issue Management Lead (NAM Consumer Wealth) – Sr. Vice President The candidate will drive proactive and timely identification, management, and ..

Compliance Risk Management Senior Officer, SVP The candidate serves as a senior officer for the enterprise-wide policy framework program and function, responsible for establishing internal strategies, policies, procedures, processes, and programs ..

Risk & Controls – Issue Management Lead and Quality Coordinator’s – Senior Vice President The candidate will drive proactive and timely identification, management, and oversight of issues across NAM Consumer Wealth ..

... York Description The Healthcare Quality Reporting & Improvement (HQRI) organization is ... Associate VP for Healthcare Quality Reporting and Improvement (HQRI) relies on ... physician and healthcare provider education,..

About Us: Rent the Runway (RTR) is transforming the way we get dressed by pioneering the world’s first Closet in the Cloud. Founded in 2009, RTR has disrupted the $2.4 trillion ..

Aon is looking for a Broker II As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective solutions as part of our ..

... President The candidate will identify regulatory trends and developments, advise business ... practices and Research matters; advocate regulatory change. Develop and enhance Compliance ... testing, assist in responding to..