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Surveillance Product Specialist The Candidate will be responsible for creating, enhancing and implementing surveillance scenarios and conducting surveillance reviews. Improving surveillance tools and applications by coordinating with Information Technology on the ..
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SVP Surveillance Product Specialist Duties: Serves as a Surveillance Product Specialist in the Compliance Surveillance function within Independent Compliance Risk Management (ICRM). Will be responsible to track and intemperate rule changes, ..
Avp, Counsel The candidate will perform duties ... of legal exposure. Provide legal counsel and guidance on the ordinary ... the Vice President, Deputy General Counsel. Will be responsible for..
Director Risk And Controls The candidate will lead cross functional teams, potentially across multiple geographic locations. Mitigates risk exposure to company by identifying activity that poses potential for significant reputations and/or ..
Compliance Assurance Director - NAM ICG The candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Assurance team responsible for assessing compliance risks and controls implemented ..
Vice President, Deputy General Counsel Duties: Manage book of corporate, ... Company, including oversight of outside counsel, coordination of internal resources, review ... exposures. Participate in, and provide counsel regarding,..
Compl Product Sr Officer I TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible for: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM. ..
Compliance Escalation and Incident Reporting Senior Vice President Duties: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM, Specifically, assist leadership in: Escalations and Issue Reporting: Develop ..
Compliance Product Officer - TTS Cash NAM ICRM Duties: Serves as a Treasury and Trade Solutions (TTS) compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ..
AVP, Counsel The candidate will coordinate and ... of legal exposure. Provide legal counsel and guidance on the ordinary ... the Vice President, Deputy General Counsel. Responsible for counseling and..
Corporate Counsel (Investments) The candidate will work closely with the investments team on distressed investments and special situations arising from portfolio holdings of equity, taxable fixed income, and municipal securities. Work ..