Trade Compliance Counsel Jobs in Getzville

Compliance Surveillance Sr. Analyst The candidate will perform duties include: Reviewing data and analysis of surveillance and trading activity while also developing, maintaining and performing surveillance reviews. Administering internal systems related ..

Contract Specialist, GS 05-15 Duties: The candidate will provide business advice and to perform all pre-award and post-award functions for a wide variety of complex and/or specialized acquisitions, using a wide ..

Compliance Surveillance Sr. Analyst, AVP – ... will Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading ... of surveillance related portfolios including trade..

Compliance Surveillance Senior Analyst, AVP – ... Duties: Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading ... of surveillance related portfolios including trade..

... advising publicly traded companies on compliance with federal securities regulations, corporate ... placements.Advise publicly traded companies on compliance with the Securities Exchange Act ... board structure, shareholder rights, and..

Securities and Capital Markets Attorney The candidate should have 2-10 years of experience. Experience representing issuers and investment banks in public and private offerings of securities, advising publicly traded companies on ..