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Compliance Surveillance Sr. Analyst The candidate will perform duties include: Reviewing data and analysis of surveillance and trading activity while also developing, maintaining and performing surveillance reviews. Administering internal systems related ..
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Compliance Surveillance Sr. Analyst, AVP – Personal Trading & Outside Activities The candidate will Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading & Outside ..
Compliance Surveillance Senior Analyst, AVP – Personal Trading & Outside Activities Duties: Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Personal Trading & Outside Activities team ..