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Vice President Regulatory Reporting Jobs





Job info
 
Company
**********
Location
New London, CT
Posted Date
Mar 31, 2021
Info Source
Employer  - Full-Time  90  

... System Manager of Accreditation and Regulatory Affairs Department, Office of the ... coordinate, plan and organize overall regulatory compliance and readiness (e.g. CMS, ... procedures as they relate to..

 
Company
**********
Location
Waltham, MA
Posted Date
Aug 24, 2022
Info Source
Employer  - Full-Time  90  

Job ID 21000KKCAvailable Openings 1PURPOSE AND SCOPE: The position plays a key leadership role for the Compliance Department with focus on multiple significant businesses or functional areas. The position is responsible ..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 09, 2022
Info Source
Employer  - Full-Time  90 

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

 
Company
Location
Bridgewater, NJ
Posted Date
Jun 01, 2023
Info Source
Employer  - Full-Time  90  

... applicable legal requirements and government reporting regulations affecting HR activities to ... the company’s policies, procedures, and reporting activities.Serve as an internal consultant, ... and Procedure requirements. Provide actionable..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Sep 16, 2022
Info Source
Employer  - Full-Time  90 

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

 
Location
Cincinnati, OH
Posted Date
Jun 28, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

 
Company
**********
Location
Irvine, CA
Posted Date
Dec 04, 2022
Info Source
Employer  - Full-Time  90 

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Sep 16, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for managing the Bank’s compliance monitoring program. This position will monitor changes in applicable laws and regulations monitor the results of compliance examinations and compliance audits and provide advice ..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

 
Company
**********
Location
Irvine, CA
Posted Date
Dec 04, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

 
Company
**********
Location
Missoula, MT
Posted Date
Nov 29, 2022
Info Source
Employer  - Full-Time  90  

... UM-sponsored platforms Advising the UM Vice President for Research in development of ... and public audiences Overseeing and reporting internally on AASO’s annual budget ... Experience and working relationships..

 
Location
Cincinnati, OH
Posted Date
Mar 05, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the ... the current and proposed financial regulatory environment (SEC, FINRA, DOL/ERISA, CFTC) ... regulations Experience with financial industry regulatory requirements, forms & systems..

 
Company
**********
Location
Irvine, CA
Posted Date
Dec 04, 2022
Info Source
Employer  - Full-Time  90 

9/22/2022 Conducts compliance audits of central operations departments, administrative departments, lending units and other business activities of Cathay General Bancorp and its subsidiaries. The audits may cover any functional or organizational ..

 
Company
**********
Location
Bridgewater, NJ
Posted Date
Apr 27, 2022
Info Source
Employer  - Full-Time  90  

Position Summary:This position will be responsible for monitoring all of the Customs activities related to importation and exportation of PVH merchandise in North America coming from all origin countries where PVH ..

 
Location
San Gabriel, CA
Posted Date
Oct 08, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

 
Company
**********
Location
Portsmouth, VA
Posted Date
Feb 25, 2022
Info Source
Employer  - Full-Time  90  

... affected by compliance issues and regulatory requirements.nWrites and submits Internal Control ... as directed by the Senior Vice President and General Manager.nEnsures compliance with ... federal laws.nProvides direct supervision..

 
Company
**********
Location
San Gabriel, CA
Posted Date
Sep 27, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for managing the Bank’s compliance monitoring program. This position will monitor changes in applicable laws and regulations monitor the results of compliance examinations and compliance audits and provide advice ..

 
Location
San Gabriel, CA
Posted Date
Oct 08, 2022
Info Source
Employer  - Full-Time  90 

9/22/2022 Conducts compliance audits of central operations departments, administrative departments, lending units and other business activities of Cathay General Bancorp and its subsidiaries. The audits may cover any functional or organizational ..

 
Company
**********
Location
San Gabriel, CA
Posted Date
Sep 27, 2022
Info Source
Employer  - Full-Time  90 

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

 
Company
**********
Location
San Jose, CA
Posted Date
Sep 12, 2022
Info Source
Employer  - Full-Time  90 

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

 
Company
**********
Location
Irvine, CA
Posted Date
Dec 04, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for managing the Bank’s compliance monitoring program. This position will monitor changes in applicable laws and regulations monitor the results of compliance examinations and compliance audits and provide advice ..

 
Location
Cincinnati, OH
Posted Date
Nov 27, 2022
Info Source
Employer  - Full-Time  90  

Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Sep 16, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

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