EmploymentCrossing Jobs

Manager, Financial Crime Compliance - Hong Kong-Hong Kong

Thu, 24 Sep 2020 00:00:00 CDT

Manager, Financial Crime Compliance The candidate will Provide FCC/AML advisory to business stakeholders in daily operations (e.g. AML Risk Assessment, Transaction Monitoring and Sanction etc.). Cond...

Deputy General Manager, Financial Crime Compliance - Hong Kong-Hong Kong

Thu, 24 Sep 2020 00:00:00 CDT

Deputy General Manager, Financial Crime Compliance The candidate will Lead the team to perform regulatory account reviews according to internal guidelines and identify and investigate any suspicious ...

Senior Compliance Manager / Compliance Manager - Compliance Division - Hong Kong-Hong Kong

Sun, 11 Dec 2022 00:00:00 CST

Senior Compliance Manager / Compliance Manager - Compliance Division The candidate will be responsible for: Participate in compliance risk assessments, reporting, reviews and testing. Provide advisor...

Manager, Treasury Compliance - Hong Kong-Hong Kong

Sun, 20 Sep 2020 00:00:00 CDT

Manager, Treasury Compliance The candidate will provide internal support to Global Markets Department on compliance issues. Will review internal operational procedures to ensure compliance with local...

Compliance Officer - Hong Kong-Hong Kong

Sat, 19 Sep 2020 00:00:00 CDT

Compliance officer The candidate will supporting the Local Compliance Officer in managing the relation with the Supervisory Authorities, as well as with internal and external auditors; Supporting the...

Gm Compliance Officer - Hong Kong-Hong Kong

Tue, 22 Sep 2020 00:00:00 CDT

GM Compliance Officer The candidate should have 8+ years’ compliance experience in a global investment bank or regulatory body and a degree holder in Accounting, Law or related fields. In depth produ...

Business Compliance Manager - Hong Kong-Hong Kong

Thu, 24 Sep 2020 00:00:00 CDT

Business Compliance Manager The candidate will be responsible for: Conduct regular operations risk management and compliance monitoring program on risky areas to ensure the business processes are in ...

Manager / Assistant Manager - Compliance - Hong Kong-Hong Kong

Sat, 19 Sep 2020 00:00:00 CDT

Manager / Assistant Manager - Compliance The candidate will be responsible for: Conduct monitoring and surveillance activities including desk reviews and thematic reviews; Review trade and communicat...

Compliance Manager - Global Market Compliance - Hong Kong-Hong Kong

Sat, 19 Sep 2020 00:00:00 CDT

Compliance Manager - Global Market Compliance The candidate will be responsible for: Provide compliance advice and solutions to equities sales and trading, electronic trading and equities research. A...

Compliance Manager - Regulatory Advising - Hong Kong-Hong Kong

Sat, 19 Sep 2020 00:00:00 CDT

Compliance Manager - Regulatory Advising The candidate will be responsible for: Assist in handling regulators' inquiry, inspection and investigation. Involve in handling internal business compliance ...

Equities Compliance Officer - Vice President - Hong Kong-Kowloon City

Fri, 18 Sep 2020 00:00:00 CDT

Equities Compliance Officer - Vice President The candidate serves as an Equities compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal stra...

Compliance Due Diligence Officer - Hong Kong-Hong Kong

Tue, 22 Sep 2020 00:00:00 CDT

Compliance Due Diligence Officer, APAC Compliance Operations Duties: Focus on the execution and development of the Financial Crime Compliance Program across Private Banking division especially arou...

Asset Management Compliance Officer - Hong Kong-Hong Kong

Tue, 22 Sep 2020 00:00:00 CDT

Asset Management Compliance Officer The candidate will provide general advisory pertaining to asset management (AM) business enquires, including cross-border marketing and distribution in APAC, regul...

Senior Officer / Officer (investment Risk And Compliance) - Hong Kong-Wan Chai

Thu, 24 Sep 2020 00:00:00 CDT

Senior Officer / Officer (investment Risk And Compliance) The candidate will perform duties include: Assist in development and enhancement of risk and compliance framework, policies and procedures in...

Senior Manager/ Manager (Investment Risk And Compliance) - Hong Kong-Wan Chai

Thu, 24 Sep 2020 00:00:00 CDT

Senior Manager/ Manager (Investment Risk And Compliance) The candidate will be responsible for: Implement and enhancement of risk and compliance framework, policies and procedures in Investment Manag...

Compliance Manager - Hong Kong-Hong Kong

Tue, 29 Sep 2020 00:00:00 CDT

Compliance Manager The candidate will drive the implementation and ongoing oversight of the Club’s Compliance Framework across the Club’s business units for the key legal and regulatory compliance su...

Assistant Manager, Compliance - Hong Kong-Hong Kong

Tue, 29 Sep 2020 00:00:00 CDT

Assistant Manager, Compliance The candidate will assist in implementing compliance programs for AIAT in order to ensure effective monitoring of compliance with relevant regulatory requirements. Keep ...

Senior Business Compliance Manager ( Business Risk And Control Contact Center) - Hong Kong-Hong Kong

Sun, 11 Dec 2022 00:00:00 CST

Senior Business Compliance Manager ( Business Risk and Control – Contact Center) Responsibilities: To assist in conducting risk control checking, alert and report on regulatory irregularities and pot...

Senior Business Compliance Manager ( Business Risk And Control Southeast Asia Business) - Hong Kong-Hong Kong

Sun, 11 Dec 2022 00:00:00 CST

Senior Business Compliance Manager ( Business Risk and Control – Southeast Asia Business) The candidate will assist southeast Asia entities in conducting risk control checking, alerts and potential c...

Assistant Manager, Internal Control & Compliance - Hong Kong-Hong Kong

Thu, 01 Jun 2023 00:00:00 CDT

POSITION SUMMARY:

This role drives and supports initiatives and programs to ensure compliance of Sarbanes-Oxley requirements in Asia Pacific. He/she engages management and as...