EmploymentCrossing Jobs

CoverWallet, Insurance Operations Manager - USA-NY-New York City

Thu, 23 Mar 2023 00:00:00 CDT

About Us: CoverWallet, an Aon company, was founded in 2015 to reinvent the $100 billion small business insurance industry by using data, design, and technology. As a part of Aon, a leading global prof...

Compliance Lead - Remote - USA-NY-New York City

Fri, 07 Apr 2023 00:00:00 CDT

Job Information Humana Compliance Lead - Remote in New York New York Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse...

Tts Trade And Working Capital Solutions Global Compliance Lead - Hybrid - USA-NY-New York City

Tue, 13 Dec 2022 00:00:00 CST

TTS Trade and Working Capital Solutions Global Compliance Lead - Hybrid The candidate will be providing senior compliance coverage to the Trade and Working Capital Solutions (TWCS) Business. Provides...

Compliance, Swap Dealer Compliance, Vice President - USA-NY-New York City

Tue, 13 Dec 2022 00:00:00 CST

Compliance, Swap Dealer Compliance, Vice President The candidate will assist in responding to regulatory inquiries, audits, examinations and investigations, and liaising with regulators (SEC, CFTC & ...

Compliance, Core Compliance - Regulatory Change Management, Associate - USA-NY-New York City

Tue, 13 Dec 2022 00:00:00 CST

Compliance, Core Compliance - Regulatory Change Management, Associate The candidate will assist with strategy for enhancing the regulatory change management program. Review and analyze regulatory cha...

Vp Compliance Product Officer - USA-NY-New York City

Tue, 13 Dec 2022 00:00:00 CST

VP Compliance Product Officer The candidate will be assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Providing g...

Compliance, Asset Management Compliance, Vice President - USA-NY-New York City

Tue, 13 Dec 2022 00:00:00 CST

Compliance, Asset Management Compliance, Vice President The candidate will cover AM personnel and provide advice on how to conduct the firm’s business in a manner that complies with the vast array of...

Director, Technology & Cybersecurity Risk Operations Oversight - USA-CT-Stamford

Tue, 13 Dec 2022 00:00:00 CST

Director, Technology & Cybersecurity Risk Operations Oversight The candidate develops and matures the Technology and Cybersecurity Risk Oversight program to support a team of risk professionals execu...

Director, Technology & Cybersecurity Risk Operations Oversight - USA-NY-New York City

Tue, 13 Dec 2022 00:00:00 CST

Assistant Vice President -program Manager - USA-NY-New York City

Tue, 13 Dec 2022 00:00:00 CST

Assistant Vice President -Program Manager The candidate provides full leadership and supervisory responsibility. Provides operational/service leadership and direction to the team(s). Applies in-depth...

Regulatory Attorney - USA-NY-New York City

Thu, 14 Mar 2024 00:00:00 CDT

New York City office of a ******* Top Ranked Law Firm seeks regulatory attorney with 3-7 years of experience. The candidate should preferably have insurance or financial services experience suppor...

Associate General Counsel - Corporate Governance - USA-NY-New York City

Tue, 13 Dec 2022 00:00:00 CST

Associate General Counsel - Corporate Governance The candidate will perform reviews of Board and Committee materials and ensure compliance with Board mandates for substantive and formatting requireme...

Lead Counsel, Privacy - USA-NY-New York City

Tue, 13 Dec 2022 00:00:00 CST

Lead Counsel, Privacy The candidate will develop and maintain subject matter expertise in areas of data privacy and protection laws (including state and federal consumer protection and privacy laws,...

Associate/senior Associate, Fsrcr - Consumer Compliance - USA-NY-New York City

Tue, 13 Dec 2022 00:00:00 CST

Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking and non-banking financial services clients (payment processors, FinTech, lenders, money service business enti...

Senior Regulatory Margin Analyst - USA-CT-Greenwich

Sun, 25 Dec 2022 00:00:00 CST

Job Description The Margin Analyst helps ensure regulatory compliance with the margin rules (e.g., Regulation T, FINRA rule 4210) for our US-registered broker-dealer and FCM. This position will requir...

Global Head of Sanctions - USA-CT-Greenwich

Thu, 05 Jan 2023 00:00:00 CST

Interactive Brokers Group is searching for a Global Head of Sanctions to manage its global Sanctions program across all its affiliates. The Global Head of Sanctions should have experience directing an...

Sanctions Compliance Testing Analyst (Temp) - USA-CT-Greenwich

Sat, 11 Feb 2023 00:00:00 CST

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Com...

Compliance Officer Electronic Trading - USA-CT-Greenwich

Wed, 01 Mar 2023 00:00:00 CST

Interactive Brokers LLC, a subsidiary of ******* (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and in...

Director - Compliance, TD Securities - Military Veterans - USA-NY-New York City

Sun, 28 May 2023 00:00:00 CDT

\u003cb\u003eTD Description\u003c/b\u003e\u003cbr\u003e\u003cbr\u003e TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who...

Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney - USA-NY-New York City

Thu, 15 Feb 2024 00:00:00 CST

Job Overview:

A law firm is seeking a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney to join their team in New York City. The ideal candidate will bring...