Investment Banking Compliance Jobs in Denver

Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..

Multistate Tax Senior - State Income and Franchise - Investment Management Duties: Performing detailed technical reviews of partnership and corporate state and local tax returns/work papers with attention to multistate tax ..

Tax Consultant II, International Tax, Private Equity and Investment Management Duties: The candidate will be working within an engagement team and draw on experience in accounting and taxation to provide tax ..

Principal Compliance Specialist, Fair Lending The candidate ... activities and work are in compliance with all applicable fair lending ... and knowledge of Fair Lending compliance requirements (including Americans with..

Manager, Investment Management, Private Wealth Duties: The candidate will perform high-level reviews of tax research of individual, fiduciary, partnership, closely-held corporations, estate, and gift work papers and tax returns, as well ..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

VP Compliance Officer The candidate will be ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing, maintaining oversight of..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Senior, International Tax, Private Equity, and Investment Management Duties: The candidate will be working within an engagement team and draw on experience in accounting and taxation to provide tax consulting and ..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

Principal Compliance Specialist Duties: The candidate maintains ... and knowledge of Fair Lending compliance requirements (including Americans with Disabilities ... are implemented to facilitate regulatory compliance. Assists in evaluating the..

Senior - Business Tax Services - Investment Management - Private Wealth Duties: The candidate will perform high-level reviews of tax research of individual, fiduciary, partnership, closely-held corporations, estate, and gift work ..

Why work for us? Janus Henderson is a leading global active asset manager. We exist to help our clients achieve their long-term financial goals. Our team exemplifies our values of putting ..

Multistate Tax Senior - State Income and Franchise - Investment Management Responsibilities: Engagements and providing state tax consulting and compliance services to a diverse client base in the investment management industry. ..

Manager, International Tax, Private Equity and Investment Management Duties: Performing high-level reviews of tax research, partnership work papers, allocations, and tax filings. Preparing and leading client meetings on compliance and advisory ..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

... Accurately analyzes marketing communications for compliance with regulatory and firm requirements ... with clients for marketing communications compliance review and approval.u003cbr/u003e- Evaluates compliance policy effectiveness and updates procedures .....

... and Local Tax Manager - Investment Management in Denver Colorado Multistate ... Income/ Franchise Tax Manager – Investment Management Industry Position Summary Are ... the tax considerations specific to..

... evolves. Your opportunity Collaborate with investment teams to write, produce, and ... edit a variety of equity investment communications, including macroeconomic commentary, market ... trends and proactively communicate the..

Senior Manager, International Tax, Private Equity and Investment Management Duties: The candidate will be assisting clients with their implementation of specific international tax structures and processes. Performing high-level reviews of tax ..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..