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company:(ultimus fund solutions llc)
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VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers performing annual reviews thereon conducting risk assessments and periodic compliance testing maintaining oversight..
Senior Paralegal The candidate provides administration, legal, and regulatory services to third-party mutual fund and adviser clients. Serves as a primary legal contact for designated clients and a diplomat for..
VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight..
Legal Administrator Duties: Draft and submit for review mutual fund Board meeting materials, including agendas, meeting notices, cover letters, resolutions and other supporting documentation as necessary. Incorporate comments on Board..