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Senior Compliance Officer - Conduct and Culture Officer ICG The candidate will build ... is part of the Enterprise Compliance Risk Management organization within the ... Management organization within the..
... Alternative Investments and Advisory Programs Compliance Officer The candidate will be responsible ... responsible for building and maintaining compliance programs; managing compliance related issues; reviewing and drafting ... related..
Senior Compliance Officer - AML Compliance Risk Management - Commercial Banking ... implementing enhancements to their AML compliance programs, including for implementation and ... Collaborate with TTS business and compliance..
Asset Management Compliance Officer AVP The candidate will be ... working closely with the business, compliance professionals ensure that our risk ... Monitor trading activity to ensure compliance with Prospectus,..
Senior Compliance Officer - AML Advisory - Global ... close partnership with the Corporate Compliance Group, and development and roll-out ... and development and roll-out of compliance monitoring plans. Work..
Markets Research Compliance Officer VP The candidate will be ... be responsible for implementing the compliance program for the Research businesses ... will involve all aspects of Compliance support, including..
Compliance Officer, Corporate (Asset Management) The candidate ... interaction with business management providing compliance advice. Creation and maintenance of ... Administration and implementation of a compliance training program. Maintenance and..
Senior Compliance Officer - Commercial Banking The candidate ... Will actively identify and mitigate compliance risk within the CCB through ... appropriate policies and controls. Conduct compliance related risk assessments..
Fixed Income Compliance Officer Duties: Serve as lead compliance advisor for U.S. Futures business. ... exchanges. Develop and maintain Future Compliance Manual and related compliance bulletins. Aid in the development..
Compliance Officer - Controls Effectiveness Testing Duties: ... a help desk for division compliance testing activities. Maintain global Compliance Testing procedures detailing how Division ... Testing procedures detailing how Division..
Anti-Money Laundering Compliance Officer Global Markets Manage all GM ... that are referred to AML Compliance by the Client Onboarding function; ... Office, Client Onboarding, Legal, Advisory Compliance, etc.) relating..
Wealth Management Compliance Private Banking Group Compliance Officer
The candidate will lead a team that provides advice on the regulations that govern the marketing, distribution and supervision of banking, cash management ..
Senior Compliance Officer - ICG Compliance Program Management Office','17035416','!*!About Citi Citi, ... The Institutional Client Group (ICG) Compliance Program Management Office (PMO) manages ... (PMO) manages and/or coordinates ICG Compliance..
... for: Enhancing the swap dealer compliance program; Revising policies and procedures; ... procedures; Developing training material; Monitoring compliance with applicable regulations through attendance ... and SEFs. Review and analyze..
Corporate Compliance - AML Trade Surveillance - ... AML Trade Surveillance - Senior Compliance Officer, Associate','170054798','!*! JPMorgan Chase & Co. ... trade surveillance group in JPMorgan's compliance department. The group..
Wealth Management Compliance Private Banking Group Compliance Officer Global Financial Services Firm New ... is looking for Wealth Management Compliance Private Banking Group Compliance Officer..
Compliance Officer - Equities Sales & Trading','17007117','!*!About ... provide support to the Equities Compliance Sales and Trading Team in ... multiple internal functions within the Compliance, Legal, Audit, and other..
Compliance Officer - Equities Sales & Trading ... multiple internal functions within the Compliance, Legal, Audit, and other areas ... in furtherance of the overall Compliance mission. Drive the Team’s..
... join a growing team of Compliance Officers responsible for the review ... of resources set aside for compliance and discussion of any necessary ... any necessary improvements. Determine material..
Corporate Compliance - AML Trade Surveillance - Senior Compliance Officer, Associate
Duties: Will be part of the investigations team within the trade surveillance group in bank's compliance department. The group is ..
Risk Assessment Compliance Officer VP The candidate working closely ... working closely with the business, compliance professionals ensure that our risk ... second level control function, the Compliance Department seeks..