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Senior Compliance Officer Responsibilities : Provide guidance on ... multiple internal functions within the Compliance, Legal, Audit, and other areas ... in furtherance of the overall Compliance mission. Drive the..
Senior Compliance Officer - Conduct and Culture Officer ICG The candidate will build ... is part of the Enterprise Compliance Risk Management organization within the ... Management organization within the..
Senior Compliance Officer - AML Compliance Risk Management - Commercial Banking ... implementing enhancements to their AML compliance programs, including for implementation and ... Collaborate with TTS business and compliance..
Senior Compliance Officer - AML Advisory - Global ... close partnership with the Corporate Compliance Group, and development and roll-out ... and development and roll-out of compliance monitoring plans. Work..
Senior Compliance Officer - Commercial Banking The candidate ... Will actively identify and mitigate compliance risk within the CCB through ... appropriate policies and controls. Conduct compliance related risk assessments..
Senior Equities & Equities Derivative Compliance Officer Duties: Lead Compliance coverage for the Cash and ... Risk Framework. Draft and review compliance policies and procedures related to ... and trading...
Senior Municipal Finance Compliance Officer
The candidate duties include: provide advice to the municipal bankers and underwriters on topics such as the municipal advisor rules, due diligence requirements, RFPs, supervision; participate ..
Senior Compliance Officer - ICG Compliance Program Management Office','17035416','!*!About Citi Citi, ... The Institutional Client Group (ICG) Compliance Program Management Office (PMO) manages ... (PMO) manages and/or coordinates ICG Compliance..
VP Senior Manager The candidate will be ... for: Enhancing the swap dealer compliance program; Revising policies and procedures; ... procedures; Developing training material; Monitoring compliance with applicable regulations through..
Corporate Compliance - AML Trade Surveillance - ... - AML Trade Surveillance - Senior Compliance Officer, Associate','170054798','!*! JPMorgan Chase & Co. ... trade surveillance group in JPMorgan's compliance department. The..
Corporate Compliance - AML Trade Surveillance - ... - AML Trade Surveillance - Senior Compliance Officer, Associate Duties: Will be part ... trade surveillance group in bank's compliance department. The..