Date	Location	Job title
Sep 24, 20	Chicago, IL	Compliance Testing Officer Compliance Testing Officer Duties: Perform targeted regulatory testing to ensure compliance with applicable regulations. Review controls established...
Sep 24, 20	Chicago, IL	Compliance Officer: Regulatory Examinations & Licensing Compliance Officer: Regulatory Examinations & Licensing Duties: Entirely manage State regulatory examinations, including receiving notifications of ...
Sep 24, 20	Chicago, IL	Compliance Officer: Regulatory Examinations & Licensing Compliance Officer: Regulatory Examinations & Licensing Duties: Entirely manage State regulatory examinations, including receiving notifications of e...
Dec 12, 22	Chicago, IL	Chief Compliance Officer Chief Compliance Officer The candidate will report to the General Counsel and FEIM CCO, this individual will lead, develop and motivate a small comp...
Nov 27, 22	Chicago, IL	Compliance Officer - Securities Industry Compliance Officer - Securities Industry The candidate will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series tr...

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