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Broker Dealer Attorney Jobs in New York
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| Date | Location | Job title |
| Jan 30, 16 | New York City, NY |
Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all enti... |
| Sep 20, 20 | New York City, NY |
Compliance Testing (Broker-Dealer), AVP
Compliance Testing (Broker-Dealer), AVP Responsibilities: Perform compliance testing and monitoring, identify issues, make recommendations and report... |
