Date	Location	Job title
Sep 25, 20	New York City, NY	WHS Governance and Compliance Manager WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies....
Sep 28, 20	Getzville, NY	Compliance Surveillance Senior Analyst, AVP – Personal Trading & Outside Activities Compliance Surveillance Senior Analyst, AVP – Personal Trading & Outside Activities Duties: Serves as a senior compliance risk analyst for Independe...
Sep 24, 20	New York City, NY	Marketing Specialist, Regulatory & Compliance Marketing Specialist, Regulatory & Compliance Responsibilities: Contribute to, manage, track or drive marketing and business development initiative...
Sep 29, 20	New York City, NY	Regulatory Compliance Specialist Regulatory Compliance Specialist The candidate will be responsible for: Ensuring Firm ’s licensing processes run smoothly and efficiently across vari...
Sep 25, 20	Melville, NY	Paralegal - Mortgage Banking Regulatory Compliance Paralegal - Mortgage Banking Regulatory Compliance The candidate's responsibilities include: Reviewing loan files to ensure compliance with company a...

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