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| Date | Location | Job title |
| Sep 20, 20 | New York City, NY |
Compliance Testing (Broker-Dealer), AVP
Compliance Testing (Broker-Dealer), AVP Responsibilities: Perform compliance testing and monitoring, identify issues, make recommendations and report... |
| Sep 24, 20 | New York City, NY |
Legal And Compliance Specialist
Legal and Compliance Specialist The candidate will be required to verify identity and eligibility to work in the United States and to complete the re... |
| Sep 25, 20 | New York City, NY |
WHS Governance and Compliance Manager
WHS Governance and Compliance Manager The candidate will be responsible for leading a team that interacts with safety and health regulatory agencies.... |
| Sep 24, 20 | New York City, NY |
Marketing Specialist, Regulatory & Compliance
Marketing Specialist, Regulatory & Compliance Responsibilities: Contribute to, manage, track or drive marketing and business development initiative... |
| Sep 29, 20 | New York City, NY |
Regulatory Compliance Specialist
Regulatory Compliance Specialist The candidate will be responsible for: Ensuring Firm ’s licensing processes run smoothly and efficiently across vari... |