Date	Location	Job title
Sep 18, 20	Washington, DC	Assistant General Counsel, Compliance Assistant General Counsel, Compliance The candidate will be responsible for: Provide crucial thought-leadership and action in the creation and implem...
Sep 02, 20	Washington, DC	Senior Bic Compliance Analyst Senior BIC Compliance Analyst The candidate will review emails, identify, and file waivers, engagement letters and disengagement letters submitted to...
Sep 07, 20	Washington, DC	Assistant General Counsel, Compliance Assistant General Counsel, Compliance Duties: Provide crucial thought-leadership and action in the creation and implementation of FINRA’s Compliance ...
Sep 24, 20	Washington, DC	Marketing Specialist, Regulatory & Compliance Marketing Specialist, Regulatory & Compliance Responsibilities: Contribute to, manage, track or drive marketing and business development initiative...

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