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| Date | Location | Job title |
| Sep 18, 20 | Washington, DC |
Assistant General Counsel, Compliance
Assistant General Counsel, Compliance The candidate will be responsible for: Provide crucial thought-leadership and action in the creation and implem... |
| Sep 02, 20 | Washington, DC |
Senior Bic Compliance Analyst
Senior BIC Compliance Analyst The candidate will review emails, identify, and file waivers, engagement letters and disengagement letters submitted to... |
| Sep 07, 20 | Washington, DC |
Assistant General Counsel, Compliance
Assistant General Counsel, Compliance Duties: Provide crucial thought-leadership and action in the creation and implementation of FINRA’s Compliance ... |
| Sep 24, 20 | Washington, DC |
Marketing Specialist, Regulatory & Compliance
Marketing Specialist, Regulatory & Compliance Responsibilities: Contribute to, manage, track or drive marketing and business development initiative... |