Date	Location	Job title
Sep 27, 20	Hartford, CT	Manager Compliance, Personal Securities Trading Manager Compliance, Personal Securities Trading Duties: Lead, coach and develop onshore and offshore teams.. Support department audits and exams.. O...
Sep 28, 20	Stamford, CT	Regulatory Compliance Specialist IV Regulatory Compliance Specialist IV The candidate assists and supports the organization in complying with, as well as the ongoing preparation, testin...
Sep 28, 20	Norwalk, CT	Chief Compliance Officer Chief Compliance Officer The candidate will develop and implement tools, communications, and methodologies to identify, classify, remediate and track...
Sep 28, 20	Greenwich, CT	Senior Director, Trade Compliance Counsel Senior Director, Trade Compliance Counsel Duties: Enhance trade compliance by developing key global policies, procedures, controls, communications st...
Sep 28, 20	Farmington, CT	Chief Compliance Officer -Investment Management Chief Compliance Officer - Investment Management The candidate will be a key member of the firm’sInvestment Management (SIM) law department, and wil...

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