Date	Location	Job title
Sep 28, 20	Newport Beach, CA	Senior Compliance Officer Senior Compliance Officer The candidate will be responsible for overseeing the firm’s Control Group which implements the firm’s Policy and related pr...
Dec 02, 22	Newport Beach, CA	Senior Compliance Officer Senior Compliance Officer Duties: Support the development and implementation of the investment adviser compliance program, working closely with membe...
Dec 08, 22	San Jose, CA	Compliance Officer Compliance Officer The candidate will provide strategic leadership to Compliance operations, including the development and distribution of written st...
Nov 26, 22	Pasadena, CA	Chief Compliance Officer Chief Compliance Officer The candidate will lead and manage the firm's global compliance program including regulatory affairs. Serve as a subject mat...
Dec 07, 22	Rowland Heights, CA	Vp-compliance Liaison Officer VP-Compliance Liaison Officer The candidate will keep current on state and federal regulations (foreclosure and bankruptcy laws), including the consu...

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