Date	Location	Job title
Sep 22, 20	Washington, DC	Director And Associate General Counsel, Regulatory Director And Associate General Counsel, Regulatory The candidate will be responsible for: Represent company in connection with regulatory inquiries,c...
Sep 02, 20	Washington, DC	Assistant General Counsel, Regulatory Assistant General Counsel, Regulatory Duties: With limited oversight, advise the Board of Governors and FINRA advisory committees with respect to com...
Sep 28, 20	Washington, DC	Associate General Counsel, Competition & Regulatory Associate General Counsel, Competition & Regulatory The candidate working with a talented and supportive team, will manage investigations and inquiri...
Sep 25, 20	Washington, DC	Associate General Counsel, Regulatory Associate General Counsel, Regulatory The candidate will ensure that internal teams are aware of broker-dealer and other financial services regulator...
Apr 09, 21	Washington, DC	Associate General Counsel, Regulatory Associate General Counsel, Regulatory The candidate will be assisting the firm’s Chief Regulatory Counsel in handling various regulatory matters, inc...

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