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| Date | Location | Job title |
| Sep 22, 20 | Washington, DC |
Director And Associate General Counsel, Regulatory
Director And Associate General Counsel, Regulatory The candidate will be responsible for: Represent company in connection with regulatory inquiries,c... |
| Sep 02, 20 | Washington, DC |
Assistant General Counsel, Regulatory
Assistant General Counsel, Regulatory Duties: With limited oversight, advise the Board of Governors and FINRA advisory committees with respect to com... |
| Sep 28, 20 | Washington, DC |
Associate General Counsel, Competition & Regulatory
Associate General Counsel, Competition & Regulatory The candidate working with a talented and supportive team, will manage investigations and inquiri... |
| Sep 25, 20 | Washington, DC |
Associate General Counsel, Regulatory
Associate General Counsel, Regulatory The candidate will ensure that internal teams are aware of broker-dealer and other financial services regulator... |
| Apr 09, 21 | Washington, DC |
Associate General Counsel, Regulatory
Associate General Counsel, Regulatory The candidate will be assisting the firm’s Chief Regulatory Counsel in handling various regulatory matters, inc... |