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Senior Compliance Counsel Jobs in California

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Date Location Job title
Sep 27, 20 San Francisco, CA Senior Manager, Compliance
Senior Manager, Compliance The candidate will be responsible for the oversight of Lively’s fiduciary activities and related business operations to en...
Sep 25, 20 San Francisco, CA Na Whs Sr. Governance And Compliance Manager
NA WHS Senior Governance and Compliance Manager The candidate will lead a team that interacts with safety and health regulatory agencies. Will engage...
Sep 25, 20 Irvine, CA Na Whs Sr. Governance And Compliance Manager
NA WHS Senior Governance and Compliance Manager The candidate will lead a team that interacts with safety and health regulatory agencies. Will engage...
Sep 28, 20 Newport Beach, CA Senior Compliance Officer
Senior Compliance Officer The candidate will be responsible for overseeing the firm’s Control Group which implements the firm’s Policy and related pr...
Sep 25, 20 San Diego, CA Svp, Compliance Monitoring And Analytics
SVP, Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monito...
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