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Senior Compliance Officer Jobs in California
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Search All California Senior Compliance Officer Jobs
| Date | Location | Job title |
| Sep 18, 20 | Carlsbad, CA |
Senior Director, Us Compliance Officer
Senior Director, US Compliance Officer Responsibilities: Enhance, implement and maintain the US portion of the I-CARE Program, especially in respect ... |
| Sep 28, 20 | Newport Beach, CA |
Senior Compliance Officer
Senior Compliance Officer The candidate will be responsible for overseeing the firm’s Control Group which implements the firm’s Policy and related pr... |
| Dec 02, 22 | Newport Beach, CA |
Senior Compliance Officer
Senior Compliance Officer Duties: Support the development and implementation of the investment adviser compliance program, working closely with membe... |
