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Date | Location | Job title |
Sep 28, 20 | Newport Beach, CA |
Senior Compliance Officer
Senior Compliance Officer The candidate will be responsible for overseeing the firm’s Control Group which implements the firm’s Policy and related pr... |
Dec 02, 22 | Newport Beach, CA |
Senior Compliance Officer
Senior Compliance Officer Duties: Support the development and implementation of the investment adviser compliance program, working closely with membe... |