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North Carolina Jobs
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Search All Jobs in North Carolina
| Date | Location | Job title |
| Sep 22, 20 | Durham, NC |
Director/Senior Director, Compliance Monitoring, Auditing, and Investigations
Director/Senior Director, Compliance Monitoring, Auditing, and Investigations The candidate will execute the annual RAMP (Risk Assessment and Mitigat... |
| Sep 25, 20 | Charlotte, NC |
Svp, Compliance Monitoring And Analytics
SVP, Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monito... |
| Nov 18, 22 | Charlotte, NC |
Senior Compliance Officer- Surveillance And Monitoring
Senior Compliance Officer- Surveillance and Monitoring The candidate will interpret new or existing laws, rules and regulations that are complex and ... |
