Senior Counsel Regulatory investment Company Act Of 1940 Focus

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Senior Counsel, Regulatory (Investment Company Act of 1940 focus)
Duties: Conduct legal and/or factual research as necessary to support the needs and initiatives of the company. Draft and negotiate, as applicable, various legal documents and items of legal significance, as necessary, such as regulatory filings, contracts, memoranda, position statements, correspondence, and other documents and instruments. Establish and communicate company policy with regard to legal issues arising under particular areas of expertise. Provide assistance and support with regard to work being performed by outside counsel selected to represent Vanguard. Support the training, development and substantive work of legal administrators, legal analysts and other non-lawyer professionals in the Legal Department. Ensure that legal matters implicating areas across the company are adequately addressed by recognizing legal issues when they arise, bringing those issues to the right people in the Legal Department; and where necessary, coordinating responses to Business Units to ensure that all legal concerns are addressed in a clear and consistent manner. Assist and provide support for new services or initiatives undertaken by the company. Develop and maintain expertise in applicable areas of the law, business and products, and the mutual fund industry by keeping current on industry and regulatory developments affecting our business, fostering an interest in Vanguard's initiatives and new services and products offered, and researching applicable law, reading legal publications, and/or attending legal seminars. Support and advance the Legal Department’s other projects, endeavors and standards by maintaining the Legal Department’s standards (through work ethic, responsiveness to clients, attitude, adherence to the Code of Ethics and exercise of good judgment), initiating and implementing new projects as necessary or appropriate, supporting the Department’s work practices, and supporting the Department’s contingency efforts. Participate in special projects and performs other duties as assigned.

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