Senior Compliance Officer- Regulatory Change Management- Vice President

Profile

Senior Compliance Officer- Regulatory Change Management- Vice President

The candidate will help the Company meet regulatory requirements and ethical expectations of our customers, the shareholder, and the regulatory community by fostering a strong culture of ethics and compliance with laws, regulations, and compliance policies. Provide compliance-related guidance regarding products/ services, new initiatives, complaints and issues resolution. Monitor for regulatory change, perform analysis of changes, and oversee business implementation of changes in a timely manner. Provide management, including through governance committees, with comprehensive reporting necessary to assess the effectiveness of the Compliance program. Assist with the delivery of compliance related training, including preparing related materials. Perform compliance monitoring and complete compliance risk assessments. Bachelor’s degree with professional certification (e.g. CRCM) or J.D. is preferred. Should have 5-7 years of experience in lending regulatory compliance or equivalent banking work experience in the regulatory compliance area.

Additional Information

Requisition # 10050901-WD

Company info

Mitsubishi UFJ Financial Group, Inc
1251 Avenue of the Americas
New York
New York
United States 1104
Website : http://www.mufg.jp/english/index.html