Vp Compliance Risk Management Officer-

Profile

VP Compliance Risk Management Officer

The candidate serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and designing and delivering a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise; engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework. Participating in the design, development, delivery, and maintenance of best-in-class Compliance programs, policies, and practices for ICRM. Analyzes complex comparative data, prepared and presented regional and global reports related to compliance risk assessments, and monitoring of compliance-related issues. Reviews materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed. Investigates and respond to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for regulatory inquiries. Oversees the monitoring of adherence to Citi’s Compliance Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program-related materials. Interacts and works with other areas within Citi, as necessary. Keeps abreast of regulatory changes, new regulations, and internal policy changes in order to further identify new key risk areas. Additional duties as assigned. Supports the maintenance of the Regulatory Inventory and accurate records of publications and obligations, including risk tier, mapping requirements, and GRC Risk taxonomy values. Provides the laws, rules, and regulations which must be mapped to AUs and Controls in MCA, and therefore an accurate and complete Regulatory Inventory is foundational to managing compliance risk. Responsible for updating and maintaining control reporting and ensuring control reports are accurate. Should have knowledge of Compliance laws, rules, regulations, risks, and typologies. Must be a self-starter, flexible, innovative, and adaptive; strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization; strong written and verbal communication and interpersonal skills; ability to both work collaboratively and independently; ability to navigate a complex organization; advanced analytical skills; ability to both work independently and collaborate with team members; excellent project management and organizational skills and capability to handle multiple projects at one time; proficient in MS Office applications (Excel, Word, PowerPoint); demonstrated knowledge in the area of focus. Bachelor’s degree; experience in compliance, legal, or other control-related function in the financial services firm, regulatory organization, legal/consulting firm, or a combination thereof; experience in the area of focus required. Advanced degree (e.g. JD, MBA) preferred.

Company info

Citigroup, Inc
8333 Royal Ridge Pkwy
Irving
Texas
United States 75063-2859
Website : http://www.citigroup.com