Financial Services Regulatory and Compliance Associate Senior Level

Profile

Job Overview

A law firm seeks a senior-level Financial Services Regulatory and Compliance Associate for their Miami, FL office. The role offers the opportunity to work with a diverse range of clients across various industries.

Duties

• Advise clients on financial services regulatory and compliance matters.
• Assist with licensing and chartering processes.
• Conduct legal research and analysis on financial regulations.
• Draft and review compliance-related documents.
• Collaborate with a global team of attorneys.

Requirements

• Minimum of 6 years of experience in financial services regulatory and compliance.
• Experience in banking, money services, payment systems, and FinTech.
• Knowledge of BSA/AML, sanctions, and consumer compliance laws.
• Enforcement experience is a plus.
• Strong commitment to client service and teamwork.
• Admission to or eligibility for admission in the relevant jurisdiction.
• Fluency in Spanish preferred.

Education

• Strong academic background in law.

Certifications

• Admission to the bar in the relevant jurisdiction.

Skills

• Excellent legal research, analysis, and writing skills.
• Strong attention to detail and proactive approach.

Benefits

• Health insurance with optional HSA.
• Short and long-term disability insurance.
• Dental and vision care.
• Life insurance.
• 401K plan.
• Vacation and sick time.
• Employee assistance program.
• Voluntary insurance programs.
• Commuter and transit programs in certain markets.

Company info

BCG Attorney Search
801 Brickell Avenue, Suite 900
Miami
Florida
United States 33131
Phone : (305) 570-3575
Fax : (213) 895-7306