Global Financial Crimes Compliance Testing Vice President - Hybrid

Profile

Global Financial Crimes Compliance Testing Vice President - Hybrid

Duties: Responsible for supporting the Global Financial Crimes Compliance Testing (GFCCT) function and leading, or participating on as an individual contributor, a testing team in performing deep dives and targeted risk-based thematic reviews of financial crimes compliance (AML, Sanctions, ABC) processes globally with an emphasis on the design and effectiveness of measures (controls) taken to monitor and mitigate financial crimes risk. Lead, or participate on, a team of testers in conducting and supporting financial crimes compliance reviews for the Bank. branches globally, that evaluate the effectiveness of existing financial crimes compliance, as well as the design and implementation of relevant controls, such as escalation processes, documentation of policies and procedures, reporting, list screening, regulatory change management, governance framework, and training. Develop test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments and lessons learned from regulatory findings and internally identified issues by compliance testing and internal audit. Assist in implementation of a coordinated, consistent, and risk-based AML, Sanctions and ABC testing program. Assist in developing and maintaining quality control processes to drive adherence to Global Testing Standards. Assist in the drive of central coordination, governance, and reporting, leveraging regional structures and best practices. Prepare/review reports summarizing the objectives, scope, findings and conclusions of completed testing. Assist in the validation of Management Action Plans designed to address remediation efforts and testing review findings. Coordinate with Issues Management to monitor and track resolution of financial crimes testing findings. Assist with establishing appropriate testing management routines and ensure proper awareness of testing review results through reporting and other means. Monitor developments, such as changes in the regulatory environment, which may necessitate ad hoc testing. Support general compliance activities and other duties, including special projects as assigned.

Additional Information

Requisition # 10054857-WD

Company info

Mitsubishi UFJ Financial Group, Inc
1251 Avenue of the Americas
New York
New York
United States 1104
Website : http://www.mufg.jp/english/index.html