Financial Services Regulatory and Compliance Associate Senior Level

Profile

Job Overview
A law firm seeks a senior-level Financial Services Regulatory and Compliance Associate for their Phoenix office. The role offers the opportunity to work with diverse clients across various industries.

Duties

• Advise clients on financial services regulatory and compliance matters.
• Conduct legal research and analysis on relevant laws and regulations.
• Assist with licensing and chartering processes.
• Collaborate with a global team to address client needs.

Requirements

• Minimum of 6 years of experience in financial services regulatory and compliance.
• Experience in banking, money services, payment systems, and FinTech.
• Knowledge of BSA/AML, sanctions, and consumer compliance laws.
• Enforcement experience is a plus.
• Strong commitment to client service and teamwork.
• Admitted to or eligible for admission in the relevant jurisdiction.
• Fluency in Spanish preferred.

Education

• Strong academic background required.

Certifications

• Admission to the bar in the relevant jurisdiction.

Skills

• Excellent legal research, analysis, and writing skills.
• Strong attention to detail and proactive approach.

Benefits

• Health insurance with optional HSA.
• Short and long-term disability insurance.
• Dental and vision care.
• Life insurance.
• Flexible Spending Accounts for healthcare and dependent care.
• 401K plan.
• Vacation and sick time.
• Employee assistance program.
• Voluntary insurance programs.
• Commuter and transit programs in certain markets.

Company info

BCG Attorney Search
10537 Santa Monica Blvd., Suite 301
Century City
California
United States 90025
Phone : (310) 444 0000
Fax : (213) 895-7306