Senior Corporate Securities Associate Attorney or Counsel

Profile

A law firm in Boston, MA, is seeking a Senior Corporate Securities Associate Attorney or Counsel with extensive experience in securities law and corporate governance. The ideal candidate will have a strong background in public company regulations, securities offerings, and compliance with national securities exchange rules. This role requires a minimum of 6 years of in-depth experience in corporate securities law.

Duties:

• Advise clients on compliance with public company rules and regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Manage and oversee public and private offerings of securities, including preparation and review of registration statements and offering documents.
• Ensure compliance with national securities exchange listing rules and regulations.
• Prepare and file reports on Forms 10-K, 10-Q, and 8-K, and ensure timely and accurate submission.
• Draft and review proxy statements for annual and special shareholder meetings.
• Handle Section 16 Reporting, including Forms 3, 4, and 5, ensuring compliance with reporting requirements.
• Provide general corporate and corporate governance advice, including drafting board resolutions, policies, press releases, and other governance documents.
• Offer guidance on broker-dealer, FINRA, investment adviser, and fund formation matters, if applicable.
• Represent clients in regulatory investigations, enforcement actions, and compliance audits.
• Collaborate with other attorneys and professionals within the firm to provide comprehensive legal solutions.

Requirements:

• Minimum of 6 years of in-depth experience in corporate securities law and corporate governance.
• Strong knowledge of public company regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Experience with public and private securities offerings and national securities exchange listing rules.
• Proficiency in preparing and filing reports on Forms 10-K, 10-Q, and 8-K, and drafting proxy statements.
• Experience with Section 16 Reporting and general corporate governance matters.
• Broker-dealer, FINRA, investment adviser, or fund formation experience is a plus.
• Bar admission required for the jurisdiction of practice.

Education:

• Juris Doctor (JD) degree from an accredited law school.

Certifications:

• Bar admission required for the jurisdiction of practice.

Skills:

• Expertise in securities law and corporate governance.
• Strong analytical and problem-solving abilities.
• Excellent drafting and legal writing skills.
• Effective communication and interpersonal skills.
• Ability to manage multiple projects and meet deadlines.
• Proficiency in legal research and regulatory compliance.

Job Location:

• Boston, MA

Benefits Offered:

• Competitive salary with performance-based bonuses.
• Comprehensive benefits package, including medical, dental, and vision insurance.
• 401(k) plan with employer contributions.
• Opportunities for professional development and career advancement.
• Supportive and collaborative work environment.

Company info

BCG Attorney Search
225 Franklin Street, 26th floor
Boston
Massachusetts
United States 02110
Phone : (857) 277-7381
Fax : (213) 895-7306