Consultant Corp Compliance

Profile

Consultant, Corporate Compliance
The candidate will provides multi-level and multi-issue compliance consulting and advisory services to a diverse mix of customers, including administration, sales, marketing, actuarial, systems, claims, attorneys, accountants, financial advisors, and government and regulatory agencies. Will analyzes various regulations impacting the products and procedures of assigned product and/or functional area. Facilitates the development of policies and procedures and collaborates with our business partners to implement them. Creates and maintains various reports and metrics for trend analysis. Creates and maintains internal manuals, documentation files, and other related regulatory records on more complex subjects, ensuring that our records and resources are up-to-date and remain accurate. Stays informed of compliance and regulatory industry updates and trends by attending professional seminars and continued education programs. Applies information learned to advance or enhance the compliance program. Creates and facilitates various types of compliance training or presentations for business partners, often on more complex subject matter. Leads the production of documents and requests for regulatory exams, investigations, subpoenas, etc. including responses to regulatory inquiries. Collaborates with business leaders to develop and implement corrective actions for identified compliance issues. Monitors corrective action through resolution. Identifies innovation and continuous improvement opportunities. Follows through to develop the ideas in collaboration with business partners and Compliance staff. Performs risk assessments and modifies compliance program accordingly. Creates and performs testing on business unit procedures to ensure compliance with business unit policies. Analyzes results to identify key trends and makes recommendations to our business partners accordingly. Employs data analytics to strengthen and expand compliance program. Performs other responsibilities as assigned.

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