Compliance Business Analyst Vp - Tech amp Data

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Compliance Business Analyst, VP - Tech & Data
The candidate will be participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed. Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries. Overseeing the monitoring of adherence to Citi’s Compliance Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials. Interacting and working with other areas within Citi, as necessary. Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas. Work with cross functional teams to design and build best-in-class systems and tools architecture that enable effective management of compliance risks and analytics-driven insights, leveraging agile to meet the transformation goals. Run workshops with business stakeholders to capture business processes and requirements. Analyze business processes and translate them into documented user stories / functional requirements. Prepare and review documentation for firm-wide use (including communications, training, user guides, etc). Additional duties as assigned. Knowledge of Compliance laws, rules, regulations, risks and typologies. Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus. Advanced degree (e.g. JD, MBA) a plus. Must be a self-starter, flexible, innovative and adaptive. Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization. Strong written and verbal communication and interpersonal skills. Ability to both work collaboratively and independently; ability to navigate a complex organization. Advanced analytical skills. Ability to both work independently and collaborate with team members. Excellent project management and organizational skills and capability to handle multiple projects at one time. Proficient in MS Office applications (Excel, Word, PowerPoint). Demonstrated knowledge in area of focus. Must have 5-7 years’ relevant experience in the financial industry or related technology or business analytics role for risk and control functions. Experience in technology implementations, including requirements management, business analysis and user acceptance testing. Comfortable working with multiple data sources and transforming into meaningful insights. Experience with Agile, database or visualization tools a plus.

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