Fintech amp Financial Services Of Counsel

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Job Overview

A law firm seeks an experienced attorney in San Diego, CA, to address various federal securities law issues, including Investment Company Act status, broker-dealer and investment adviser registration, and alternative investment platform setup. The role involves working with technology and early-stage companies. SEC experience is strongly preferred.

Duties

• Address Investment Company Act status issues and provide opinions.
• Advise on broker-dealer and investment adviser status and compliance.
• Assist in the setup of alternative investment platforms.
• Collaborate with technology and early-stage companies.

Requirements

• Superior academic credentials.
• Excellent verbal, written, and interpersonal skills.
• SEC experience strongly preferred.

Education

• Juris Doctor (JD) degree required.

Certifications

• Bar admission in good standing.

Skills

• Strong analytical and problem-solving abilities.
• Proficiency in federal securities laws.
• Ability to work with technology and early-stage companies.

Benefits

• Monthly wellness reimbursements.
• 24/7 emotional and behavioral health support and virtual counseling.
• Healthcare coverage for you and your spouse/domestic partner and children up to age 26.
• Family-building benefits including IVF, adoption, surrogacy, and egg-freezing.
• Paid parental leave and parenting support concierge.
• In-home and center-based back-up childcare.
• Tutoring and college coaching for older children.
• Health Savings Accounts with firm contribution.
• Flexible spending accounts.
• 401(k) retirement plan.
• Pretax commuter and parking benefits.
• Basic and supplemental life insurance.
• Short and long-term disability insurance.
• Voluntary long-term care insurance.
• Voluntary critical illness, hospitalization, and accident insurance.
• Voluntary ID theft protection.
• Voluntary pet insurance.
• Medicare consulting.
• Firm-paid CLE, bar review fees, and bar dues.

Company info

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