Securities Enforcement Counsel

Profile

A law firm seeks a Counsel-level attorney to join its esteemed and expanding Securities Enforcement practice group. This role involves representing a diverse range of clients, including corporations, financial market participants, and individuals, in regulatory enforcement matters and high-stakes investigations. The position offers an opportunity to work on cutting-edge legal issues in a collaborative and high-performing team environment.

Duties

• Represent clients in regulatory enforcement matters involving the SEC, DOJ, PCAOB, and other government entities.
• Handle cases related to public company financial reporting, disclosure, and auditor liability.
• Provide counsel to broker-dealers, registered investment advisers, and other securities market participants.
• Participate in audit committee and internal investigations, providing strategic legal advice.
• Serve as the Independent Compliance Consultant or Monitor in regulatory resolutions with the SEC and DOJ.
• Prepare persuasive legal documents, including memoranda, motions, and briefs, tailored to complex securities enforcement issues.
• Collaborate closely with clients and cross-functional teams to ensure effective representation and compliance with regulatory requirements.

Requirements

• At least 5–6 years of post-J.D. experience in securities enforcement and related matters.
• Proven track record of representing clients in enforcement proceedings before the SEC, DOJ, and similar regulators.
• Exceptional legal writing and oral advocacy skills.
• Ability to manage significant case responsibilities while collaborating effectively with a dynamic team.

Education

• Juris Doctor (J.D.) degree from a recognized and accredited law school.

Certifications

• Active license to practice law in at least one U.S. jurisdiction.

Skills

• Strong analytical and strategic problem-solving abilities.
• Expertise in securities laws and regulations.
• Highly effective written and verbal communication skills.
• Ability to manage multiple, complex matters simultaneously.
• Commitment to professionalism, attention to detail, and high ethical standards.

Benefits

• Comprehensive benefits package, including health, dental, and vision insurance.
• Opportunities for professional development and career growth.

Company info

BCG Attorney Search
1629 K ST NW, Suite 300
Washington
District of Columbia
United States 20006
Phone : (202) 955-5585
Fax : (213) 895-7306