Investment Funds Regulatory Associate

Profile

Job Overview

A law firm seeks an experienced associate to join the regulatory practice of its Investment Funds Group in Chicago, IL. The role offers a dynamic experience, assisting fund sponsors with fundraising, transactions, and navigating SEC examination and enforcement matters.

Duties

• Review offering materials and fund governing documents.
• Advise clients on compliance with applicable rules and regulations.
• Prepare SEC filings and respond to examinations.

Requirements

• 2-4 years of investment funds-related regulatory experience at a global law firm.
• Strong familiarity with the Investment Advisers Act of 1940.
• Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred.
• Admitted to practice in Illinois.

Education

• Juris Doctor (JD) degree.

Certifications

• Licensed to practice law in Illinois.

Skills

• Strong analytical and communication skills.
• Ability to manage multiple tasks efficiently.

Benefits

• Comprehensive benefits package.

Company info

BCG Attorney Search
200 South Wacker Drive, 31st Floor
Chicago
Illinois
United States 60606
Phone : (312) 321-9411
Fax : (213) 895-7306