Registered Funds Associate Attorney

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Job Title: Registered Funds Associate Attorney

Job Overview:
A distinguished law firm based in San Francisco, CA, is seeking a mid-level associate to join its asset management and investment fund regulatory practice. This opportunity is ideal for a candidate with hands-on experience navigating the legal framework applicable to registered investment companies, including the Investment Company Act and the Investment Advisers Act. The role involves working with a wide spectrum of clients, from emerging boutique asset managers to major global financial institutions, advising on product structuring, compliance, and regulatory matters related to investment vehicles and advisory services.

Duties:

• Advise clients on regulatory compliance under the Investment Company Act of 1940 and the Investment Advisers Act of 1940

• Assist with structuring, formation, registration, and ongoing operations of investment companies, including mutual funds and ETFs

• Draft and review fund-related documents such as registration statements, shareholder communications, advisory contracts, and board materials

• Support legal matters involving variable insurance products, business development companies, and commodity-related investment products

• Liaise with regulatory agencies, including the SE,C regarding filings and compliance reviews

• Provide strategic advice on governance, disclosure, and legal risk mitigation for asset management clients

• Contribute to client training, internal knowledge sharing, and thought leadership on emerging legal trends in the investment funds sector

Requirements:

• 3-6 years of focused experience working with registered investment companies

• Solid understanding of the Investment Company Act and Investment Advisers Act

• Background in a large law firm, financial institution, or regulatory body preferred

• Experience with ETFs, insurance-dedicated funds, BDCs, and/or commodity-linked investments is considered a strong asset

• Strong legal research, drafting, and communication skills

• Demonstrated ability to manage complex projects and client relationships independently

Education:

• Juris Doctor (J.D.) from an accredited U.S. law school

Certifications:

• Active membership in the California Bar (must be in good standing)

Skills:

• Deep familiarity with federal securities laws governing investment products

• Strong analytical and problem-solving abilities

• Clear and persuasive written and verbal communication

• Client-centric mindset with attention to responsiveness and quality

• Ability to navigate regulatory changes and industry developments

Job Location:

• San Francisco, CA

Company info

BCG Attorney Search
1750 Montgomery St Fl 1
San Francisco
California
United States 94111
Phone : (415) 464 6897
Fax : (213) 895-7306