Investment Management and Securities Associate Attorney

Profile

Job Overview:
A prominent law firm located in Hamilton, NJ is seeking a highly skilled Associate Attorney to join its Investment Management and Securities practice group. This position is ideal for a legal professional with experience advising clients in areas such as investment adviser regulation, securities compliance, hedge funds, broker-dealer matters, and enforcement actions. The role offers the opportunity to support a diverse financial client base in a dynamic legal environment, focusing on regulatory guidance and transactional matters.

Location:

• Hamilton, New Jersey

Duties:

• Monitor and advise clients on regulatory changes affecting the financial services industry

• Provide compliance support and strategic guidance to investment advisers and broker-dealers

• Advise on a wide array of legal issues involving hedge funds, private equity, and other alternative investment vehicles

• Draft, review, and revise advisory agreements and other legal documents

• Deliver practical legal advice on regulatory and business matters related to financial services

• Maintain effective communication with clients and stakeholders, including senior executives

Requirements:

• Minimum of 2 years of legal experience in investment management, securities, or financial services law

• Prior experience in a law firm or in-house legal/compliance department preferred

• Proven ability to manage multiple legal matters in a fast-paced environment

• Capacity to master new regulations and laws as they evolve

• Familiarity with laws governing UCITS funds, the Securities Exchange Act, FINRA regulations, and U.S. broker-dealer operations

Education:

• Juris Doctor (JD) from an accredited law school

Certifications:

• Active membership in the New Jersey Bar

Skills:

• Strong legal research, writing, and drafting skills

• Outstanding verbal communication and negotiation abilities

• High degree of professionalism and sound judgment

• Ability to work both independently and collaboratively within a team

• Intellectual curiosity and problem-solving capability

• Skilled in Microsoft Office; familiarity with Needles case management software is a plus

Benefits:

• Medical, prescription, dental, and vision coverage

• Generous paid time off policies

• Life insurance, disability coverage, and accidental death benefits

• 401(k) plan with firm contributions

• Support for professional development including conferences, certifications, and workshops

• Merit-based performance bonuses and annual reviews

Company info

BCG Attorney Search
125 Park Avenue, 25th floor
New York
New York
United States 10017
Phone : (212) 232-0277
Fax : (213) 895-7306