Compliance Assurance Senior Analyst AVP

Profile

Compliance Assurance Senior Analyst, AVP

Duties: Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Assurance team responsible for assessing compliance risks and controls implemented by the first and second lines of defense. Also responsible for: performing risk assessments of Citi’s compliance risks; performing independent assurance activities (testing and monitoring) to assess the design and effectiveness of key controls to address compliance risk; reporting and escalating control issues and any potential violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues. Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Assurance (CA) Plan. Participating in the planning, executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CA Plan. Executing compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan. Documenting findings and reporting to the Compliance Assurance management team. Assisting with development of Compliance Assurance Risk Assessments, Monitoring Monthly, and Quarterly Summaries and development and enhancement of the Compliance Assurance Methodologies and Standards for testing, monitoring, and reporting. Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities. Developing effective relationships within CA function and with other stakeholders including business and technology process owners, and Internal Audit function. Promoting knowledge sharing and promulgation of best practices across ICRM and the business. Monitoring the risk environment and assessing the emerging risks through the Business Monitoring process. Informing CA management of significant compliance matters that require their attention or action.

Additional Information

Ref. 20178427

Company info

Citigroup, Inc
750 S Lake Blvd
Tampa
Florida
United States 33630
Website : http://www.citigroup.com