Global Asset Manager Regulation Associate Attorney

Profile

A law firm in San Francisco is seeking a Global Asset Manager Regulation Associate Attorney with 4-6 years of asset management regulatory experience. The ideal candidate should have a strong understanding of federal securities laws, particularly the Investment Advisers Act.

Duties:

• Provide legal advice and counsel to asset management clients on regulatory compliance matters.
• Advise clients on the requirements and implications of the Investment Advisers Act.
• Conduct legal research and analysis on asset management regulations and securities laws.
• Draft and review legal documents, including compliance policies and procedures.
• Assist clients in navigating cross-border regulatory issues.
• Advise clients with diverse product lines on regulatory matters.
• Stay updated on changes to asset management regulations and federal securities laws.
• Collaborate with other attorneys and teams within the firm to address client needs.

Requirements:

• 4-6 years of asset management regulatory experience.
• Knowledge of the Investment Advisers Act required.
• Large law firm, or a combination of law firm and in-house or regulatory agency, experience required.
• Experience advising clients on cross-border regulatory matters is a plus.
• Experience advising clients with diverse product lines is a plus.

Education and Certifications:

• Juris Doctor (JD) degree from an accredited law school.
• Admission to the State Bar.

Skills:

• Strong understanding of federal securities laws and asset management regulations.
• Excellent legal research and analytical skills.
• Ability to communicate complex legal concepts effectively.
• Strong attention to detail and organizational skills.
• Ability to work independently and as part of a team.

Company info

BCG Attorney Search
1750 Montgomery St Fl 1
San Francisco
California
United States 94111
Phone : (415) 464 6897
Fax : (213) 895-7306