Financial Services Associate

Profile

Job Overview

A law firm seeks a Financial Services Associate in Los Angeles, CA. The ideal candidate will have 3 to 7 years of experience and a strong understanding of federal securities laws. The role involves advising financial services firms, asset managers, and investment funds on fund structures and regulatory matters, including cross-border registration and digital assets.

Duties

• Advise on federal securities laws and regulatory matters.
• Assist with cross-border registration and regulatory examinations.
• Engage in broker-dealer matters and digital asset issues.

Requirements

• 3 to 7 years of relevant experience.
• Knowledge of the Investment Company Act and/or Investment Advisers Act.
• Experience with exchange-traded funds, interval funds, or digital assets is a plus.
• Large law firm, in-house, or regulatory agency experience preferred.

Education

• Juris Doctor (JD) degree required.

Certifications

• Bar admission in good standing.

Skills

• Strong communication, analytical, and organizational skills.

Benefits

• Comprehensive health insurance.
• Retirement savings plan.
• Professional development opportunities.

Company info

BCG Attorney Search
10537 Santa Monica Blvd., Suite 301
Century City
California
United States 90025
Phone : (310) 444 0000
Fax : (213) 895-7306