Regulatory And Securities Attorney

Profile

Regulatory and Securities Attorney (Hybrid/Remote)
The candidate will provide advice and trusted counsel to clients and will collaborate with the growing team to help build on the company’s success, grow practice, and expand mission through building relationships and business development. Will have a natural gift for developing client relationships and will be a key team player for servicing clients, including investment advisers, broker-dealers, private fund advisers, investment companies, corporations, and individuals. Extensive knowledge of regulations governing the financial industry is required, as is, experience on corporate law matters and assisting with mergers and acquisitions, regulatory exams, and corporate strategic advisement.

Company info

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