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Principal Compliance Specialist - Program Coordinator
Experience
6 yrs required
Location
Riverwoods, IL, United States
Posted on
Dec 08, 2022
Profile
Principal Compliance Specialist - Program Coordinator
Responsibilities: Maintains and enhances department or functional units in support of the overall compliance program components, including coordinating compliance tasks across functional teams, ensuring compliance projects are completed timely and accurately, and leading projects to enhance compliance programs. Assists with management of exam requests owned by functional compliance teams. Assists with researching regulatory compliance requirements and evaluating the adequacy of business policies, procedures, training and reference materials, system, and manual processes. Assists with the identification and assessment of compliance program risks and controls. Supports management in the development, implementation, and maintenance of compliance programs and a culture of compliance. Assists with the preparation of status reports of program initiatives, activities, and compliance issues to management and committees. Assists in developing program metrics and reporting.
Company info
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90 Day Old Job 