Experience
10-15 yrs required
Location
New York City, NY, United States
Posted on
Dec 12, 2022
Profile
Senior Vice President, Associate General Counsel
Responsibilities: Leading all areas related to the company’s securities laws matters and related compliance, including Securities Act and Exchange Act matters. Preparing and reviewing SEC filings, including registration statements, Forms 10- K, 10-Q and 8-K, proxy statements, including shareholder proposals and proxy solicitations, and Section 16 reporting, including Forms 3, 4 and 5. Supporting the corporate secretarial function and board of directors, including preparation of notices, agendas, and materials for board of directors and committee meetings, including audit, compensation and nominating and corporate governance committees. Draft board minutes, resolutions, and actions, as well as manage the board and committees’ calendars and agendas. Support HR on all executive compensation matters including the development and implementation of equity plans and grants. Developing, refining, and maintaining policies and procedures to ensure compliance with SEC and other securities-related regulatory requirements applicable to publicly traded companies, including the Sarbanes-Oxley Act, Dodd-Frank Act, Nasdaq listing standards Regulation FD and insider trading. Prepare for annual stockholder meetings, including proxy statements and meeting planning and logistics. Advising on ISS, Glass Lewis and other proxy advisory service positions and corporate responses. Support, develop and advise on ESG strategies and programs. Advising on investor relations matters, including review of and collaboration on earnings announcements, earnings scripts, press releases, investor presentations, investor communications, internal communications, and other materials (including preparation of appropriate securities disclosure as necessary). Leading the Legal Department’s activities on, and manage outside counsel with respect to, all capital markets and corporate financing transactions and related workstreams. Support M&A transactions and strategic and venture investments, including coordination of legal strategy, negotiation and due diligence and manage outside counsel. Partner with corporate development, finance and integration teams and manage cross-functional legal experts to execute transactions. Participate in the design and development of corporate policies, procedures, and programs required for a public company and provide counsel and guidance on legal matters, regulatory interpretations, and on legal implications of all matters. Assist in oversight of maintenance of all foreign and domestic subsidiaries. Stay up-to-date and keep Legal team advised on external governance trends, SEC issues, general legal issues and best practices and reviewing and updating as necessary the firm’s governance documents, policies and guidelines.
Company info
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