Company name
BCG Attorney Search
Experience
4-20 yrs required
Location
Woodland Hills, CA, United States
Industry
Legal
Posted on
Mar 12, 2024
Profile
A corporate company in Woodland Hills, CA, is seeking an Assistant General Counsel to report directly to the Chief Counsel, Group Retirement and Institutional Markets Services. This role involves providing legal expertise and guidance on various issues and regulatory inquiries related to the firm's broker-dealer and registered investment adviser operations. The Assistant General Counsel will collaborate with senior business and compliance professionals, participate in regulatory examinations, and ensure compliance with federal, state, SEC, and FINRA rules and regulations. This position also requires a strong leadership role in fostering a positive work environment and building strategic alliances.
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Company info
BCG Attorney Search
10537 Santa Monica Blvd., Suite 301
Century City
California
United States 90025
Phone : (310) 444 0000
Fax : (213) 895-7306