Lead Dispute Advisory Group Paralegal

Profile

Lead Dispute Advisory Group Paralegal

The candidate will provide support for the firm’s Dispute Advisory Group (DAG), a group of attorneys supporting all aspects of complaint handling and pre-litigation disputes for the firm’s retail broker-dealer, its Registered Investment Advisor and its licensed insurance agencies. Will serve to provide advice and counsel to various lines of business, regarding the handling of investment-related customer complaints. Regular interaction with business risk and management across various business lines is expected, and well-developed and nuanced communication skills are required. Perform varied work that involves moderate initiative and responsibility, to assist in-house counsel with complex and variable matters. Draft correspondence and legal documents. including settlement agreements. Assist lawyer(s) by investigating facts, gathering statements and evidence, preparing analysis, and, from time to time, researching prior cases and legal precedents. May perform legislative/regulatory tracking and distribute information to legal and business colleagues. Review, classify and route incoming correspondence and pleadings to appropriate legal or operations departments. Manage data in various legal databases and systems, including off-site secure file storage. Communicate, both orally and in writing (including memorandum, letters, and e-mails) with business clients, customers, internal staff, and on occasion, regulators and external counsel. Perform special investigations at the request of DAG attorneys or the Legal Program managers. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding the firm, its clients, and assets, by driving compliance with applicable laws, rules, and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct, and business practices, and escalating, managing and reporting control issues with transparency.

Additional Information

Job Requisition ID: 22539368.

Company info

Citigroup, Inc
750 S Lake Blvd
Tampa
Florida
United States 33630
Website : http://www.citigroup.com