Finra Jobs | EmploymentCrossing.com
  Job added in hotlist
  Applied job
  Contract job
  90-day-old-job
  part-time-job
  Recruiter job
  Employer job
  Expanded search
  Apply online not available
Your search results
207

Finra Jobs





Job info
SPONSORED JOB
Company
Location
New York City, NY
Posted Date
Apr 21,21
Source
Employer   

Principal Analyst Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of the organization members reporting to a Risk Monitoring Director Supports both that direct manager in..

SPONSORED JOB
Company
Location
Rockville, MD
Posted Date
Apr 21,21
Source
Employer   

Principal Counsel Market Regulation Enforcement The candidate works under minimal supervision to independently resolve non-complex Enforcement matters and to contribute substantive high quality work for large complex matters Resolve all..

SPONSORED JOB
Company
Location
New York City, NY
Posted Date
Apr 21,21
Source
Employer   

Principal Counsel Market Regulation Enforcement The candidate works under minimal supervision to independently resolve non-complex Enforcement matters and to contribute substantive high quality work for large complex matters Resolve all..

 
Company
Location
Boca Raton, FL
Posted Date
Apr 14, 2021
Info Source
Employer  - Full-Time   

Examination Manager, T&E Equities The candidate ensures completion of risk-based examinations of member firms and registered representatives. Manages of 4-6 Examination Analysts. Manages direct reports performance on an annual basis...

 
Company
Location
Rockville, MD
Posted Date
Apr 20, 2021
Info Source
Employer  - Full-Time   

Principal Counsel, Market Regulation Enforcement The candidate works under minimal supervision to independently resolve non-complex Enforcement matters, and to contribute substantive high quality work for large complex matters. Resolve all..

 
Company
Location
Dallas, TX
Posted Date
Apr 14, 2021
Info Source
Employer  - Full-Time   

Examination Manager, T&E Equities The candidate ensures completion of risk-based examinations of member firms and registered representatives. Manages of 4-6 Examination Analysts. Manages direct reports performance on an annual basis...

 
Company
Location
Jersey City, NJ
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time   

Principal Analyst, Risk Monitoring The candidate will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director. Conducts risk monitoring..

 
Company
Location
Woodbridge, NJ
Posted Date
Apr 14, 2021
Info Source
Employer  - Full-Time   

Examination Manager, T&E Equities The candidate ensures completion of risk-based examinations of member firms and registered representatives. Manages of 4-6 Examination Analysts. Manages direct reports performance on an annual basis...

 
Company
Location
Rockville, MD
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time   

Counsel, Enforcement Duties: Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy; Execute an effective risk-based legal strategy to assess the record fairly; Recommend a fair and effective..

 
Company
Location
New York City, NY
Posted Date
Apr 20, 2021
Info Source
Employer  - Full-Time   

Principal Counsel, Market Regulation Enforcement The candidate works under minimal supervision to independently resolve non-complex Enforcement matters, and to contribute substantive high quality work for large complex matters. Resolve all..

 
Company
Location
Jericho, NY
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time   

Principal Analyst, Risk Monitoring The candidate will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director. Conducts risk monitoring..

 
Company
Location
Atlanta, GA
Posted Date
Apr 14, 2021
Info Source
Employer  - Full-Time   

Examination Manager, T&E Equities The candidate ensures completion of risk-based examinations of member firms and registered representatives. Manages of 4-6 Examination Analysts. Manages direct reports performance on an annual basis...

 
Company
Location
Woodbridge, NJ
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time   

Principal Analyst, Risk Monitoring The candidate will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director. Conducts risk monitoring..

 
Company
Location
Rockville, MD
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time   

Senior Analyst, Public Offerings Duties: Identifies and analyzes regulatory issues in public offerings, and reviews proposed underwriting arrangements for compliance with FINRA and SEC rules as well as federal securities..

 
Company
Location
Washington, DC
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time   

Description Based in Washington D.C. and under the direction of the Head of International, this position supports efforts to increase FINRA s presence as a standards setter in international capital..

 
Company
Location
Chicago, IL
Posted Date
Apr 22, 2021
Info Source
Employer  - Full-Time   

The Senior Investigator conducts reviews and investigations of unusual market activity for evidence of potential insider trading in options and for possible violations of relevant FINRA rules and the federal..

 
Company
Location
Washington, DC
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time   

Counsel, Enforcement The candidate resolves non-complex Enforcement matters, and contributes meaningful high quality work for large complex matters. Job Functions: Resolve non-complex Enforcement matters based on rigorous assessment and effective..

 
Company
Location
Washington, DC
Posted Date
Apr 14, 2021
Info Source
Employer  - Full-Time   

Examination Manager, T&E Equities The candidate ensures completion of risk-based examinations of member firms and registered representatives. Manages of 4-6 Examination Analysts. Manages direct reports performance on an annual basis...

 
Company
Location
Boston, MA
Posted Date
Apr 14, 2021
Info Source
Employer  - Full-Time   

Examination Manager, T&E Equities The candidate ensures completion of risk-based examinations of member firms and registered representatives. Manages of 4-6 Examination Analysts. Manages direct reports performance on an annual basis...

 
Company
Location
New York City, NY
Posted Date
Apr 20, 2021
Info Source
Employer  - Full-Time   

Principal Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of the organization members reporting to a Risk Monitoring Director. Supports both that direct manager in..

 
Company
Location
Rockville, MD
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time   

Senior Investigator, Insider Trading The candidate will conduct reviews and investigations of unusual market activity for evidence of potential insider trading and for possible violations of relevant organization rules and..

 
Company
Location
New York City, NY
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time   

Principal Analyst, Risk Monitoring The candidate will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director. Conducts risk monitoring..

 
Company
Location
New York City, NY
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time   

Counsel, Enforcement The candidate resolves non-complex Enforcement matters, and contributes meaningful high quality work for large complex matters. Job Functions: Resolve non-complex Enforcement matters based on rigorous assessment and effective..

 
Company
Location
Chicago, IL
Posted Date
Apr 20, 2021
Info Source
Employer  - Full-Time   

Principal Counsel, Market Regulation Enforcement The candidate works under minimal supervision to independently resolve non-complex Enforcement matters, and to contribute substantive high quality work for large complex matters. Resolve all..

 
Company
Location
New York City, NY
Posted Date
Apr 21, 2021
Info Source
Employer  - Full-Time   

Description Manage medium complexity and medium size projects for a dedicated business unit. Essential Job Functions: Develop medium complexity project plans, supporting documentation, and project artifacts with minimal supervision Inform..

 
Job title
GRANTED JOB
Company
Location
Rockville, MD
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time   

Counsel, Enforcement The candidate resolves non-complex Enforcement matters, and contributes meaningful high quality work for large complex matters. Job Functions: Resolve non-complex Enforcement matters based on rigorous assessment and effective..

Narrow Your Search Results — Try Advanced Search

Search All Jobs in Finra

I was facing the seven-year itch at my previous workplace. Thanks to EmploymentCrossing, I'm committed to a fantastic sales job in downtown Manhattan.
Joseph L - New York, NY
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
EmploymentCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
EmploymentCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2021 EmploymentCrossing - All rights reserved. 21 192