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423

Finra Jobs





Job info
SPONSORED JOB
Company
Location
Philadelphia, PA
Posted Date
Dec 09,22
Source
Employer   

Senior Principal Investigator Specialist Team The candidate independently conducts advanced high complexity routine and special investigations of member firms investigates potentially suspicious activities of persons associated with member firms and..

SPONSORED JOB
Company
Location
Kansas City, MO
Posted Date
Dec 09,22
Source
Employer   

Senior Principal Investigator Specialist Team The candidate independently conducts advanced high complexity routine and special investigations of member firms investigates potentially suspicious activities of persons associated with member firms and..

SPONSORED JOB
Company
Location
Jericho, NY
Posted Date
Dec 09,22
Source
Employer   

Senior Principal Investigator Specialist Team The candidate independently conducts advanced high complexity routine and special investigations of member firms investigates potentially suspicious activities of persons associated with member firms and..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Associate Principal Analyst, International Affairs Duties: Conduct research and analysis of international developments covering a wide range of financial regulatory topics and jurisdictions with minimal supervision to inform senior management..

 
Company
**********
Location
Boca Raton, FL
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Company
Location
Rockville, MD
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Director, Enforcement Duties: Provide oversight, direction and active management to Enforcement attorneys to achieve timely and foreseeable high-quality Enforcement outcomes. This includes working closely with attorneys to assess how the..

 
Company
**********
Location
Dallas, TX
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Company
**********
Location
Washington, DC
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Director, Investor Education Community Outreach The candidate will be responsible for: Develop and manage outreach and public engagement initiatives that benefit underserved financial consumers and investors, and include people from..

 
Company
**********
Location
Kansas City, MO
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Company
**********
Location
Atlanta, GA
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Company
Location
Rockville, MD
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Counsel - Enforcement The candidate will be responsible for: Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy; Execute an effective risk-based legal strategy to assess the record..

 
Company
**********
Location
Washington, DC
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Associate Principal Analyst, International Affairs Duties: Conduct research and analysis of international developments covering a wide range of financial regulatory topics and jurisdictions with minimal supervision to inform senior management..

 
Company
**********
Location
Chicago, IL
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Company
**********
Location
Denver, CO
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Company
**********
Location
Rockville, MD
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Analyst, Corporate Finance The candidate reviews member corporate financing activity for compliance with FINRA and SEC rules and other securities laws. Conducts investigations of cases which have been identified as..

 
Company
**********
Location
Jericho, NY
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Company
**********
Location
Rockville, MD
Posted Date
Sep 18, 2020
Info Source
Employer  - Full-Time  90  

Counsel, Enforcement The candidate will be responsible for: Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly;..

 
Company
**********
Location
Chicago, IL
Posted Date
Sep 09, 2020
Info Source
Employer  - Full-Time  90  

Investigator, ORSA The candidate conducts routine reviews and investigations of unusual market activity for evidence of potential insider trading in options and for possible violations of relevant FINRA rules and..

 
Company
**********
Location
Washington, DC
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Company
**********
Location
San Francisco, CA
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Company
**********
Location
Boston, MA
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Company
**********
Location
Washington, DC
Posted Date
Sep 19, 2020
Info Source
Employer  - Full-Time  90  

Regulatory Policy Specialist, Regulatory Duties: Supports OGC Regulatory attorneys in connection with the complete life cycle of the adoption of new regulatory initiatives. Applies substantial analytical skills regarding various rules..

 
Company
**********
Location
Washington, DC
Posted Date
Sep 08, 2020
Info Source
Employer  - Full-Time  90  

Assistant General Counsel, Compliance Duties: Provide crucial thought-leadership and action in the creation and implementation of FINRA’s Compliance Program, to include development of various aspects of the program over time..

 
Job title
GRANTED JOB
Company
**********
Location
Woodbridge, NJ
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Job title
GRANTED JOB
Company
**********
Location
Rockville, MD
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

 
Job title
GRANTED JOB
Company
**********
Location
Jersey City, NJ
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's..

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