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company:(pgim inc)
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Vice President, Corporate Counsel The Candidate will be responsible for managing the preparation and filing of fund registration statements on Forms N-1A, N-2, and N-14, as well as other federal..
Director Compliance The candidate will be responsible for: Oversee testing programs and ongoing compliance and other risk assessments; liase with strategic partners (i.e., risk and internal audit) on assessments related..
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Director Compliance Duties: Oversee testing programs and ongoing compliance and other risk assessments; liase with strategic partners (i.e., risk and internal audit) on assessments related to our advisory and mutual..
Paralegal The candidate will support several PI attorneys who are responsible for new business and regulatory developments impacting mutual funds, closed end funds and exchange traded products. Will also assist..
Director Compliance Fixed Income Duties: Promote reputation for ethics and integrity. Address regulatory compliance issues relating to Fixed Income fund investment and product development, including private fund regulation and related..
Director Compliance - PGIM Investments Duties: Oversee testing programs and ongoing compliance and other risk assessments; liase with strategic partners (i.e., risk and internal audit) on assessments related to our..