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company:(pgim inc)
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Vice President, Corporate Counsel The Candidate will be responsible for managing the preparation and filing of fund registration statements on Forms N-1A, N-2, and N-14, as well as other federal..
Director Compliance The candidate will be responsible for: Oversee testing programs and ongoing compliance and other risk assessments; liase with strategic partners (i.e., risk and internal audit) on assessments related..
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Director Compliance Duties: Oversee testing programs and ongoing compliance and other risk assessments; liase with strategic partners (i.e., risk and internal audit) on assessments related to our advisory and mutual..
VP, Corporate Counsel, PGIM Investments Duties: Provide legal advice to internal business clients on investment company, investment advisory and regulatory issues in developing new funds and supporting existing funds. Provide..
Director Compliance - PGIM Investments Duties: Oversee testing programs and ongoing compliance and other risk assessments; liase with strategic partners (i.e., risk and internal audit) on assessments related to our..
VP, Corporate Counsel, PGIM Investments The candidate will provide legal advice to internal business clients on investment advisory, investment company and regulatory issues in developing new strategies and supporting existing..
Paralegal The candidate will support several PI attorneys who are responsible for new business and regulatory developments impacting mutual funds, closed end funds and exchange traded products. Will also assist..
Director Compliance Fixed Income Duties: Promote reputation for ethics and integrity. Address regulatory compliance issues relating to Fixed Income fund investment and product development, including private fund regulation and related..