1940 Act Attorney Jobs

Investment Management Practice Attorney The candidate should have 4 years of experience. Should have broad-based experience in the investment management area and the federal securities laws. 1940 Act experience is preferred. ..

Investment Management Compliance Executive Director Duties: Periodic reporting to the Funds’ Boards of Trustees, and senior management, as well as overseeing regular compliance monitoring of activities on behalf of the Funds. ..

Investment Management Coverage Attorney- Vice President The candidate will ... professionals. As opportunities arise, the attorney will also provide legal support ... experience with the Investment Advisers Act of 1940,..

... familiarity with the Investment Advisers Act of 1940 and experience at a major ... clients on the Investment Advisers Act of 1940 and related securities lawsAssist with ... knowledge..

Job OverviewA law firm seeks an Associate for the Private Funds/Investment Services team in New York, NY. This role offers the opportunity to work within a multidisciplinary practice, engaging with shareholders ..

Job OverviewA law firm seeks a mid-level Investment Management Associate Attorney in New York, New York. The ideal candidate will have a strong background in investment management and regulatory experience, particularly ..

Investment Management Attorney – VP Responsibilities: Providing legal support across business including 1940 Act registered mutual fund, private fund and institutional business including: Supervision and coordination with external counsel with respect ..

Job OverviewA law firm seeks a Capital Markets Associate in New York. The successful candidate will join a dynamic team specializing in complex financial transactions across various industries globally. This role ..

Job OverviewA law firm seeks a Senior Fund Formation Lawyer with over six years of experience to join their Investment Funds practice in New York City. The candidate will advise sponsors ..

... bar.Experience with the Investment Advisers Act of 1940, the Securities Act of 1933, and the Securities ... 1933, and the Securities Exchange Act of 1934.EducationJuris DoctorCertificationsLicensed attorney in New..

Job OverviewA law firm seeks an Investment Management Associate to join their practice in New York City, NY. The ideal candidate will have substantial experience in investment management law and a ..

Job OverviewA law firm seeks a Capital Markets Associate with 3-8 years of experience to join their Corporate Finance and Capital Markets practice in New York, NY. The team handles complex ..

... understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940.DutiesProvide legal, regulatory, and compliance advice ... related matters.Advise on Investment Company Act issues, including..

Job OverviewA law firm seeks a mid-level associate for its Investment Management Group in New York City. The ideal candidate will have experience with 1940 Act registered funds and business development ..

... seeking a Registered Funds Associate Attorney with 3-6 years of legal ... laws, including the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act..