1940 Act Attorney Jobs

Investment Management Practice Attorney The candidate should have 4 years of experience. Should have broad-based experience in the investment management area and the federal securities laws. 1940 Act experience is preferred. ..

Investment Management Compliance Executive Director Duties: Periodic reporting to the Funds’ Boards of Trustees, and senior management, as well as overseeing regular compliance monitoring of activities on behalf of the Funds. ..

Investment Management Coverage Attorney- Vice President The candidate will ... professionals. As opportunities arise, the attorney will also provide legal support ... experience with the Investment Advisers Act of 1940,..

Job OverviewA law firm seeks a midlevel Asset Management and Investment Funds Associate to join their New York office, with a preference for candidates located in Boston. The ideal candidate will ..

Job OverviewA law firm seeks a Capital Markets Associate in New York. The successful candidate will join a dynamic team specializing in complex financial transactions across various industries globally. This role ..

... familiarity with the Investment Advisers Act of 1940 and experience at a major ... clients on the Investment Advisers Act of 1940 and related securities lawsAssist with ... knowledge..

Job OverviewA law firm seeks a mid-level Investment Management Associate Attorney in New York, New York. The ideal candidate will have a strong background in investment management and regulatory experience, particularly ..

... understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940.DutiesProvide legal, regulatory, and compliance advice ... related matters.Advise on Investment Company Act issues, including..

Investment Management Attorney – VP Responsibilities: Providing legal support across business including 1940 Act registered mutual fund, private fund and institutional business including: Supervision and coordination with external counsel with respect ..

... seeking a Registered Funds Associate Attorney with 3-6 years of legal ... laws, including the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act..

Job OverviewA law firm seeks a corporate associate to join the Investment Services team in New York, NY. This role offers the opportunity to work within a multidisciplinary practice, engaging with ..

... bar.Experience with the Investment Advisers Act of 1940, the Securities Act of 1933, and the Securities ... 1933, and the Securities Exchange Act of 1934.EducationJuris DoctorCertificationsLicensed attorney in New..