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Senior Principal Investigator, Specialist Team The candidate conducts advanced high complexity routine and special investigations of member firms. Investigates potentially suspicious activities of persons associated with member firms. Provides guidance to ..
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... and/or Segregation of Client Assets). Intermediate-to-Advanced knowledge of FINRA's nine risk ... of FINRA's nine risk fundamentals. Intermediate-to-Advanced knowledge of securities rules and ... of securities rules and regulations...
Senior, International Core of Excellence (ICE) The candidate will advise the U.S. and foreign multinational companies (MNC) on the tax implications of their international operations as well as coordinating U.S. tax ..
... and external systems. Provides an advanced level of in-depth data analysis ... or equivalent relevant experience. An advanced degree or law degree is ... degree is preferred. Should have..
Principal Investigator, Sales Practice The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course ..
Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..
Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) The candidate will refine their skillset with the ability to work with large-scale operating partnership tax clients on matters ..
Tax Manager - Nat’l Federal Tax Services - Partnership Solutions Group (PSG) Duties: The candidate will refine skillset with the ability to work with large-scaled operating partnership tax clients on matters ..
Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..
Field Claims Specialist - Large Loss The candidate evaluates and resolves serious exposure, large loss claims requiring investigation, liability evaluation and negotiation. Handles all assigned claims promptly and effectively, with little ..