THE LARGEST COLLECTION OF JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Vice President and compliance officer The candidate will facilitate and ... enforce all facets of the compliance program to protect the client ... risk Provide strategic direction for compliance in..
VP compliance officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing maintaining oversight..
compliance officer Securities Industry The candidate ... support CCO Support to Chief compliance Officers CCOs for multiple series ... Trusts Will assist in the compliance oversight of service providers..
... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..
... the nation's best urban public research universities. Home to more than ... UC combines a Top 35 research university with a physical setting ... applications for a Director of..
Vice President and Compliance Officer The candidate will facilitate and ... enforce all facets of the compliance program to protect the client ... risk. Provide strategic direction for compliance in..
Chief Compliance and Risk Officer The candidate will integrate governance, ... risk management, public safety, and compliance activities. Will serve as Corporate ... shared governance. Responsible for firm compliance with..
... the senior-level financial and administrative officer of division(s) by providing recommendation ... to alternate space *Support the compliance activities of the division(s), including ... the division(s), including all regulatory..
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
VP Compliance Officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing, maintaining oversight..
Communicate regulatory changes and trends with the client’s management team and their employees, representatives, etc. Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance Perform trading ..